Policy and Advocacy
Taking positions on key policy issues by engaging in evidence-based advocacy View our Comment LettersCFA Institute works to advance and promote policies that serve investor protection over commercial interests. We support the creation and adoption of rules and regulatory standards that improve market structure, transparency, and fairness for all investors with the intent to expand investment industry professionalism. We also take positions on key issues by engaging in evidence-based advocacy, calling on the collective knowledge of our members and a diverse network of experts.
CFA Institute Global Survey on Inducements
This global survey is an update of a previous one, conducted in 2013, “Restricting Sales Inducements,” which focused on the mis-selling of financial products and the implications of the inducements practice. In light of recent developments, this new survey examines the implications of possible regulations to restrict inducements on the sale of specific investment products. Its findings suggest that a complete ban would fail, and that regulators should focus on improving cost-disclosure standards.
LATEST UPDATES
Research Report
CFA Institute and CFA Society Spain Briefing Paper on Fintech in the EU
Comment Letter
Financial Promotions on Social Media
Survey Report
CFA Institute Global Survey on Central Bank Digital Currencies
Survey
Report on the Use and Digitalisation of Issuer Data: CFA Society France Member Survey
Americas (AMER)
Research Report
Cryptoassets: Beyond the Hype
Comment Letter
CFA Institute Response to ESAs Call for Evidence on Greenwashing
Comment Letter
PCAOB Rulemaking Docket Matter No. 051
Comment Letter
Open-End Fund Liquidity Risk Management Programs and Swing Pricing
Europe, Middle East, Africa (EMEA)
Comment Letter
CFA Institute Reply to ESMA on Guidelines for the Use of ESG or Sustainability-Related Terms in Funds’ Names
Comment Letter
CFA UK and CFA Institute Joint Response to FCA’s Discussion on Future Disclosure Framework
Comment Letter
EU Consultation on Options to Enhance the Suitability and Appropriateness Assessments
Comment Letter
Methodology for Enhancing the International Applicability of the SASB Standards and SASB Standards Taxonomy Updates
Asia Pacific (APAC)
Comment Letter
Enhancement of Climate-Related Disclosures under the Environmental, Social and Governance Framework
Position Paper
The Future of Climate Reporting: A Deeper Look at ISSB, HKEX Proposals
Webinar
Practitioners’ Insights: Risky Business in a Risky World
Webinar