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Bridge over ocean
1 April 2007 Research Foundation

Lifetime Financial Advice: Human Capital, Asset Allocation, and Insurance

  1. Roger G. Ibbotson
  2. Moshe A. Milevsky
  3. Peng Chen, CFA
  4. Kevin X. Zhu

In determining asset allocation, individuals must consider more than the risk–return trade-off of financial assets.

Lifetime Financial Advice: Human Capital, Asset Allocation, and Insurance View the full book (PDF)

In determining asset allocation, individuals must consider more than the risk–return trade-off of financial assets. They must take into account human capital and mortality risk in the earlier life-cycle stages and longevity risk in the later life-cycle stages. The authors show how to integrate these factors into individual investors’ asset allocations through a systematic joint analysis of the life insurance a family needs to protect human capital and how to allocate the family’s financial capital. The proposed life-cycle model then addresses the transition from the accumulation to the saving phases—in particular, the role (if any) of immediate payout annuities.