GJ Greg Johnsen, CFA (not verified) 8th April 2016 | 3:18pm One solution might be to just go back to the old "registered representative" title to designate them as sales agents of their broker-dealer rather than as advisors to the investor. Reply
One solution might be to just go back to the old "registered representative" title to designate them as sales agents of their broker-dealer rather than as advisors to the investor.