notices - See details
Notices
TN
Tim Nuding, CFA (not verified)
6th April 2015 | 2:43pm

Hamlin reminds us all that the regulators' perspective often diverges from that of investors. While regulators start from the unassailable aim of protecting investors, the outcomes are often thrown off-course by unanticipated consequences, different time horizons and potentially even conflicts of interest. Investment professionals must therefore maintain independent standards of conduct of the highest order to protect themselves and their clients.