notices - See details
Notices
PC
peter chepucavage (not verified)
17th March 2015 | 9:54am

SEC budgets are complex because they are not the only ones regulating and much of their work can be done by the self regulators-who should be required to spend more money for more staff and technology.The states could also do more but there is a continuing turf battle that hides the necessary budgets.Why does the SEC have to do any bd cases when FINRA can do them?