notices - See details
Notices
P
pchepucavage (not verified)
27th April 2012 | 2:03pm

This analysis is incomplete because the SEC is not solely responsible.They share responsibility with the states,finra and the exchanges and they could shift more of their responsibility downward.by eg letting finra do all bd cases and increasing the states share of ia oversight.But more importantly it argues for an experiment in self funding for the Commission.