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building-capital-markets
THEME: CAPITAL MARKETS
18 July 2022 Financial Analysts Journal Volume 78, Issue 4

Should Defined Contribution Plans Include Private Equity Investments?

  1. Gregory W. Brown
  2. Keith J. Crouch, CFA
  3. Andra Ghent
  4. Robert S. Harris
  5. Yael V. Hochberg
  6. Tim Jenkinson, PhD
  7. Steven N. Kaplan
  8. Richard Maxwell
  9. David T. Robinson

Private equity fund investments offer enticing benefits for defined-contribution plans. This paper evaluates the pros and cons and finds that the required liquidity backstops may bring increased fees or even disrupt the private fund model.

Read the Complete Article in the Financial Analysts Journal CFA Institute Member Content

Overview

This paper evaluates the pros and cons of including private equity fund investments in defined contribution plans. Potential benefits include higher returns and improved diversification as well as a relatively safe method for accessing investments previously only available to institutions and the very wealthy. Despite these enticing benefits, they need to be weighed against potential challenges and costs that may arise from creating this broader access to private funds. The complicated structure and uncertainty around the mechanism to provide required liquidity backstops may bring increased fees or even disrupt the private fund model.