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Bridge over ocean
1 September 2013 Financial Analysts Journal Volume 69, Issue 5

The Value and Use of the IRA Recharacterization Option

  1. David L. Stowe
  2. Andy Fodor
  3. John D. Stowe, PhD, CFA

The recharacterization option allows IRA owners who convert a traditional IRA into a Roth IRA to choose the better of Roth or traditional treatment (for tax purposes) after returns are known. The authors used option-pricing models to estimate the value of this option and examined strategies to maximize its value. Using a simulation that applies a simple recharacterization strategy over a long time horizon, the authors show its potential value in private wealth management.

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