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Bridge over ocean
1 September 2007 Financial Analysts Journal Volume 63, Issue 5

Expected Utility Asset Allocation

  1. William F. Sharpe

Most asset allocation analyses use the mean–variance approach for analyzing the
trade-off between risk and expected return. Analysts use quadratic programming to find
optimal asset mixes and the characteristics of the capital asset pricing model to
determine reasonable optimization inputs. This article presents an alternative approach in
which the goal of asset allocation is to maximize expected utility, where the utility
function may be more complex than that associated with mean–variance analysis.
Inputs for the analysis are based on the assumption of asset prices that would prevail if
there were a single representative investor who desired to maximize expected utility.

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