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Bridge over ocean
24 February 2020 Comment Letter

Comment Letter to the SEC on Investment Adviser Advertisements; Compensation for Solicitations

  1. James Allen, CFA
  2. Karyn D. Vincent, CFA, CIPM

CFA Institute comments to the SEC on their proposal for Investment Adviser Advertisements; Compensation for Solicitations

Comment Letter to the SEC on Investment Adviser Advertisements; Compensation for Solicitations

View Comment Letter
Publisher Information
CFA Institute