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Bridge over ocean
7 April 2015 Comment Letter

Comment Letter to SEC on Amendment No. 1 to a Proposed Rule Change to Adopt FINRA's Rule 2242 (Debt Research Analysts and Debt Research Reports)

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

In this comment letter, CFA Institute discusses FINRA’s response to issues raised by CFA Institute in its prior letter on proposed FINRA Rule 2242 governing debt research analysts and debt research reports.

View Comment Letter
Publisher Information
CFA Institute