We're using cookies, but you can turn them off in your browser settings. Otherwise, you are agreeing to our use of cookies. Learn more in our Privacy Policy

Bridge over ocean
24 September 2019 Comment Letter

Harmonization of Securities Offering Exemptions

  1. James Allen, CFA
  2. Matt Orsagh, CFA, CIPM

CFA Institute is commenting on the SEC’s request for comment on what factors should determine an investor as "accredited." The issue arises in a consultation about registration exemptions relating to capital-raising under the Securities Act of 1933.

Comment Letter to the SEC on Harmonization of Securities Offering Exemptions

View Comment Letter