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24 November 2015 Comment Letter

Comment Letter on the Financial Exploitation of Seniors and Other Vulnerable Adults

Kurt Schacht, JD, CFA and Linda Rittenhouse, JD

CFA Institute supports FINRA’s efforts to create rules and procedures that seek to protect vulnerable adults from financial exploitation.

CFA Institute supports FINRA’s efforts to create rules and procedures that seek to protect vulnerable adults from financial exploitation.

View Comment Letter
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CFA Institute