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Bridge over ocean
24 November 2015 Comment Letter

Comment Letter on the Financial Exploitation of Seniors and Other Vulnerable Adults

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

CFA Institute supports FINRA’s efforts to create rules and procedures that seek to protect vulnerable adults from financial exploitation.

CFA Institute supports FINRA’s efforts to create rules and procedures that seek to protect vulnerable adults from financial exploitation.

View Comment Letter
Publisher Information
CFA Institute