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Bridge over ocean
10 August 2015 Comment Letter

Comment Letter on Amendments to Form ADV and Investment Adviser Rules

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

CFA Institute supports an amended Form ADV that provides additional information about advisers and their activities, especially with respect to separately managed accounts.

CFA Institute supports an amended Form ADV that provides additional information about advisers and their activities, especially with respect to separately managed accounts, and urge additional information on securities lending activities. We also support proposed changes that would require advisers to maintain records relating to performance information.

View Comment Letter