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Bridge over ocean
18 September 2015 Comment Letter

CFA Institute Comment Letter on Ontario Consideration of Financial Advisory and Financial Planning Policy Alternatives

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA
  3. Sue Lemon, CFA
  4. Bernhard Eichenlaub, CFA

The Expert Committee was tasked with providing advice and recommendations to the Ontario government about the advisability, feasibility and the extent to which regulation of financial planning and the giving of financial advice was needed in Ontario.

The Expert Committee was tasked with providing advice and recommendations to the Ontario government about the advisability, feasibility, and the extent to which regulation of financial planning and the giving of financial advice was needed in Ontario.

View Comment Letter