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15 October 2014 Comment Letter

CFA Institute Comment Letter on Draft Technical Standards on the Market Abuse Regulation

Sviatoslav Rosov, PhD, CFA and Rhodri G. Preece, CFA

CFA Institute has responded to selected sections of the consultation paper on the Market Abuse Regulation, in relation to the topics of (a) the insolvency protection of UCITS assets when delegating safekeeping of the management.

CFA Institute has responded to selected sections of the consultation paper on the Market Abuse Regulation, in relation to the topics of (a) the insolvency protection of UCITS assets when delegating safekeeping, and (b) the independence of the management/ investment company and the depositary.

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