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Bridge over ocean
25 November 2005 Comment Letter

Comment Letter to U.S. Securities and Exchange Commission on "Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934"

  1. Kurt Schacht, JD, CFA
  2. Jonathan Boersma, CFA

Comment Letter to U.S. Securities and Exchange Commission on "Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934" (File No. S7-09-05)

Comment Letter to U.S. Securities and Exchange Commission on "Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934" (File No. S7-09-05)

View Comment Letter
Publisher Information
CFA Institute