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Bridge over ocean
21 August 2009 Comment Letter

Comment Letter to U.S. SEC on Amendments to Regulation SHO on Short Selling

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

Comment Letter to U.S. SEC on Amendments to Regulation SHO on Short Selling
Re: File No. S7-08-09; Amendments to Regulation SHO.

Comment Letter to U.S. SEC on Amendments to Regulation SHO that impose restrictions on short selling and would require broker-dealers to mark certain sell orders "short exempt" when relying on an exemption under the proposed rules.

View Comment Letter