Skip to main content
Home
    • Log In
    • Create an Account
Explore
  • Research
  • Policy
  • Industry Codes and Standards
  • Financial Analysts Journal
  • Asset Manager Code™
  • GIPS® Standards
  • Research Foundation
  • Voices of Influence
  • Subscribe
  • CFA Institute
  • About Us
Themes
  • Columns Resiliency of the Capital Markets
  • Notebook and tablet Technology, Big Data and AI
  • Hands holding red rectangle Future of the Profession
  • Green leaves on white background Sustainable Investing
Topics
  • Auditing and Assurance
  • Digital Finance and Cryptoassets
  • Diversity, Equity, and Inclusion (DEI) Research
  • ESG Investing and Analysis
  • Financial Reporting
  • Index Investing and Factor Strategies
  • Net-Zero Investing
  • New Generation of Young Investors
  • Pensions and Retirement
  • Performance Measurement and Attribution
  • Portfolio Construction and Investment
  • Sustainability Reporting
More
  • Advisory Board and Committees
  • Blogs and Podcasts
  • Comment Letters/Consultation Responses
  • Conversations with Frank Fabozzi, CFA | Video Series
  • Ethics for the Profession
  • Investment Data Alliance
  • RPC Labs
  • Submit Your Research Ideas
  • Support the Research Foundation
  • Systemic Risk Council

Breadcrumb

  1. Research and Policy Center
  2. Policy
  3. Comment Letters and Consultation Responses
  4. Comment Letter to the U.S. SEC on Potential Market Abuse
Bridge over ocean
13 January 2006 Comment Letter

Comment Letter to the U.S. SEC on Potential Market Abuse

Frédéric P. Lebel, CFA and James Allen, CFA
Share this:
  • Share on Facebook
  • Share on Weibo
  • Share on Twitter (X)
  • Share on LinkedIn
  • Share by Email

Potential Market Abuse

Potential Market Abuse

View Comment Letter
Publisher Information
CFA Institute

About the Research and Policy Center (RPC)

CFA Institute Research and Policy Center is transforming research insights into actions that strengthen markets, advance ethics, and improve investor outcomes for the ultimate benefit of society.

Learn more about the RPC

Stay informed on the latest from the RPC

Sign up to get the latest updates from the RPC right to your inbox

Subscribe here
  • CFA Institute
  • Contact Us
  • Accessibility
  • Privacy Policy
  • Terms & Conditions
  • Sitemap
© 2025 CFA Institute Research and Policy Center. All Rights Reserved.