Aurora Borealis
6 August 2020 Comment Letter

Comment Letter to DOL on Improving Investment Advice for Workers and Retirees

  1. Jim Allen, CFA

CFA Institute comments to DOL on its recently proposed prohibited transaction class exemption and final regulation implementing the vacatur of the Department's 2016 "Fiduciary Rule" under ERISA.

Comment Letter to the Department of Labor on Improving Investment Advice for Workers and Retirees

View Comment Letter

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