Aurora Borealis
26 June 2019 Comment Letter

Joint Comment Letter to the SEC on Best Execution and Research Payments Concerns

  1. Kurt Schacht, JD, CFA
  2. Jeff Mahoney
  3. Tyler Gellasch

Joint comment letter by CFA Institute, CII and Healthy markets urging the SEC to consider taking prompt action to address concerns regarding "Best Execution and Research Payments Issues."

Comment letter to the SEC urging them to consider taking prompt action to address concerns regarding Best Execution and Research Payments Issues
View Comment Letter
Publisher Information
CFA Institute

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