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Bridge over ocean
25 March 2015 Comment Letter

Comment Letter on FSOC's Notice Seeking Comment on Asset Management Products and Activities

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA

CFA Institute supports the monitoring of asset management firms for their potential to create risks to the financial system and believes that direct oversight and regulation of that sector should remain with the SEC.

CFA Institute supports the monitoring of asset management firms for their potential to create risks to the financial system and believes that direct oversight and regulation of that sector should remain with the SEC. In its letter, CFA Institute provides comments on asset management activities in four areas: liquidity and redemptions; leverage; operational risk; and resolution.

View Comment Letter