Bridge over ocean
11 January 2016 Comment Letter

Comment Letter on Exemptions to Facilitate Intrastate and Regional Securities Offerings

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

CFA Institute supports efforts to foster capital formation while preserving important investor protections by lifting some of the issuer restrictions on intrastate offerings but preserving certain disclosure requirements.

CFA Institute supports efforts to foster capital formation while preserving important investor protections by lifting some of the issuer restrictions on intrastate offerings but preserving certain disclosure requirements.

View Comment Letter
Publisher Information
CFA Institute

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