Bridge over ocean
24 September 2015 Comment Letter

Comment Letter on “Definition of the Term ‘Fiduciary’ :Conflict of Interest Rule—Retirement Investment Advice"

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

CFA Institute believes the 2014 Report commissioned by the FCA shows little evidence that the UK’s Retail Distribution Review resulted in any substantial “advice gap” that deprives smaller investors of investment advice.

CFA Institute believes the 2014 Report commissioned by the FCA shows little evidence that the UK’s Retail Distribution Review resulted in any substantial “advice gap” that deprives smaller investors of investment advice.

View Comment Letter

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