Bridge over ocean
6 October 2016 Comment Letter

Comment Letter on Business and Financial Disclosure Required by Regulation S-K

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA

CFA Institute recommends a more principles-based approach rather than the proposed requirements mandating liquidity risk management programs by open-end investment companies.

CFA Institute recommends a more principles-based approach rather than the proposed requirements mandating liquidity risk management programs by open-end investment companies.

View Comment Letter
Publisher Information
CFA Institute

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