Aurora Borealis
7 August 2018 Comment Letter

CFA Institute Comment Letter on SEC Regulation Best Interest

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA
  3. Linda Rittenhouse, JD

Regulation Best Interest proposes to require broker-dealers to act in the best interest of their retail clients when making investment recommendations.

Regulation Best Interest proposes to require broker-dealers to act in the best interest of their retail clients when making a recommendation.  CFA Institute believes that Regulation Best Interest, as proposed, will increase, rather than lessen, investor confusion.
View Comment Letter
Publisher Information
CFA Institute

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