Aurora Borealis
4 October 2019 Comment Letter

Comment Letter to the SEC on Proxy Advisor Regulation

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA
  3. Matt Orsagh, CFA, CIPM

CFA Institute comments on its concerns about the SEC's recent guidance on proxy advisers.

Comment Letter to the U.S. Securities Commission on Proxy Advisor Regulation
View Comment Letter

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