Aurora Borealis
15 November 2018 Comment Letter

Comment Letter on SEC Proposal on Exchange-Traded Funds

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

CFA Institute supports efforts to bring the regulation of ETFs under an efficient and consistent framework through new rule 6c-11, that will provide transparency to the market while ensuring important investor protections.

View Comment Letter

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