Aurora Borealis
8 December 2010 Comment Letter

Comment Letter to U.S. SEC on SOX 404(b) Compliance Study Required by Dodd-Frank Act

  1. Kurt Schacht, JD, CFA
  2. James Allen, CFA

Comment Letter to U.S. Securities and Exchange Commission on Study of Compliance with Section 404(b) of the Sarbanes-Oxley Act (SOX 404)

Comment Letter to U.S. Securities and Exchange Commission on Study of Compliance with Section 404(b) of the Sarbanes-Oxley Act (SOX 404)

View Comment Letter
Publisher Information
CFA Institute

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