Bridge over ocean
3 February 2014 Comment Letter

Comment Letter on Crowdfunding (File No. S7-09-13)

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

The SEC’s proposed rules to implement the requirements of Title III of the JOBS Act, which allow unregistered offerings through crowdfunding transactions, overall balances the need for flexibility.

The SEC’s proposed rules to implement the requirements of Title III of the JOBS Act, which allow unregistered offerings through crowdfunding transactions, overall balances the need for flexibility with that of preserving important investor protections.
View Comment Letter
Publisher Information
CFA Institute

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