Aurora Borealis
24 March 2014 Comment Letter

CFA Institute Comment Letter on Proposed Rule Amendments for Small and Additional Issues Exemption Under Section 3(b) of the Securities Act (File No. S7-11-13)

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

The US SEC has proposed amendments to Regulation A to create a new exemption from registration for offerings up to $50 million.

The US SEC has proposed amendments to Regulation A to create a new exemption from registration for offerings up to $50 million.
View Comment Letter
Publisher Information
CFA Institute

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