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Bridge over ocean
6 October 2008 Comment Letter

Comment Letter to U.S. SEC on Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors

  1. Kurt Schacht, JD, CFA
  2. Jon Stokes, JD

Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices

Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices

View Comment Letter
Publisher Information
CFA Institute