Aurora Borealis
9 March 2007 Comment Letter

Comment Letter to the U.S. Securities and Exchange Commission in Response to the Proposed Rules Aimed at Providing Additional Protection to Investors in Pooled Investment Vehicles

  1. Kurt Schacht, JD, CFA
  2. Linda Rittenhouse, JD

Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles (File No. S7-25-06).

Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles (File No. S7-25-06).
View Comment Letter
Publisher Information
CFA Institute

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