Asset Manager Code™


The CFA Institute Asset Manager Code outlines the ethical and professional responsibilities of organizations that manage assets on behalf of clients. The principles and provisions address six broad categories:

  1. Act in a professional and ethical manner at all times.
  2. Act for the benefit of clients.
  3. Act with independence and objectivity.
  4. Act with skill, competence, and diligence.
  5. Communicated with clients in a timely and accurate manner.
  6. Uphold the applicable rules governing capital markets.

You can read the Asset Manager Code here.

How Can We Comply with the Asset Manager Code?

See the organizations that currently claim compliance with the Asset Manager Code.

Tools and Resources

These resources can be used to assist you in reviewing and mapping your existing policies to the principles of the Asset Manager Code. 
Questions about the Asset Manager Code?  Please email us at [email protected]

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