Linda Rittenhouse, JD
Self-regulation in the securities markets is in transition: Some countries question its utility in today’s complex environment, while others recognize its potential to help in the development of economies across borders. Although traditional forms of self-regulation warrant re-examination, the effective use of “front-line” regulators, such as self-regulatory organizations, offers great potential in our interconnected financial markets.
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Publisher Information
CFA Institute 50 pages doi.org/10.2469/ccb.v2013.n11.1 ISSN/ISBN: 978-0-938367-77-2