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5 May 2020 Comment Letter

Comment Letter to the SEC on Fund Names

Considering names of registered investment companies and business development companies that could mislead investors, re section 35(d) of the Investment Company Act, and rule 35d-1 thereunder

  1. James Allen, CFA
  2. Matt Orsagh, CFA, CIPM

Comments on current Names Rule to determine whether ESG and Sustainable funds with many different strategies are properly named.

Comment letter to the SEC on its current Names Rule to determine if the rule governing how firms can name their products is current enough to deal with changes in investment products and in particular whether ESG and Sustainable funds with many different strategies are properly named.
View Comment Letter
Publisher Information
CFA Institute

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