Aurora Borealis
1 March 2018 Multimedia

Introduction to the Code of Ethics and Standards of Professional Conduct

  1. Jon Stokes, JD

This presentation is an introduction to the video series that provides a primer for the CFA Institute Code of Ethics and the 22 Standards of Professional Conduct. This video presents the fundamental principles applicable to the investment profession and the key concepts of the CFA Institute Code of Ethics.  It also addresses why ethics matter to the investment profession and the importance of making ethical decisions using an ethical decision-making framework. 

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